TRABALHOS DE FIM DE CURSO @PUC-Rio
| Título: | COMPARATIVE STUDIES SEC AND CVM: LEGISLATION AND REGULATION OF VARIABLE INCOME MUTUAL FUNDS | ||||||||||||
| Autor(es): |
PHILLIP CHARLES KASSAB |
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| Colaborador(es): |
WALTER LEE NESS JUNIOR - Orientador |
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| Catalogação: | 26/ABR/2006 | Língua(s): | PORTUGUESE - BRAZIL |
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| Tipo: | TEXT | Subtipo: | SENIOR PROJECT | ||||||||||
| Notas: |
[pt] Todos os dados constantes dos documentos são de inteira responsabilidade de seus autores. Os dados utilizados nas descrições dos documentos estão em conformidade com os sistemas da administração da PUC-Rio. [en] All data contained in the documents are the sole responsibility of the authors. The data used in the descriptions of the documents are in conformity with the systems of the administration of PUC-Rio. |
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| Referência(s): |
[pt] https://www.maxwell.vrac.puc-rio.br/projetosEspeciais/TFCs/consultas/conteudo.php?strSecao=resultado&nrSeq=8219@1 [en] https://www.maxwell.vrac.puc-rio.br/projetosEspeciais/TFCs/consultas/conteudo.php?strSecao=resultado&nrSeq=8219@2 |
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| DOI: | https://doi.org/10.17771/PUCRio.acad.8219 | ||||||||||||
| Resumo: | |||||||||||||
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This work introduces a comparative study between both of
the Securities
Exchange Commission in Brazil and the United States
towards the applicable
laws for the variable income mutual funds industry. For
better presentation this
study explains concepts of the funds legislation and
regulation in general matters,
mechanisms and inspection methods used by the government
as well as its
application. In this study application is inserted for
better understanding for the
interested reader in this area. The government agencies
were chosen due to the
fact that both are the responsible for these laws and
inspection of variable income
mutual funds.
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